Fred Teufel

Fred Teufel
Financial and Operations Principal

Mr. Frederick Teufel has over 30 years of experience in the Financial Services and Investment Management Industry. He has a strong technical background in Finance, Accounting, Risk Management, Tax and Compliance and has served in progressively senior leadership roles in businesses that are among the largest and most successful Global Financial Institutions and Accounting Firms. Fred has served in roles that included senior – level responsibility for the Compliance with SEC, ERISA and FINRA rules and regulations and internal controls, and served as Corporate Controller and Divisional CFO, Corporate Strategy, Product and Service Management and Head of Risk Management and Internal Audit reporting to the Board.