FNEX News

Introduction A Sydney-based investment bank wants to pitch a U.S. pension fund, distribute resources-sector research to a New York asset manager, or let its Melbourne sales desk take calls from a Boston institutional investor. None of these activities require full …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps UK broker-dealers reach U.S. institutional investors Introduction A UK investment bank wants to pitch a U.S. pension fund, distribute research to an asset …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps Singapore broker-dealers reach U.S. institutional investors Introduction A Singapore-based investment bank wants to pitch a U.S. endowment, distribute Asia-Pacific research to a New …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps Hong Kong broker-dealers reach U.S. institutional investors. Introduction A Hong Kong-based investment bank wants to pitch a U.S. endowment, distribute Greater China research …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps Swiss broker-dealers reach U.S. institutional investors. A Zurich-based private bank wants to pitch a U.S. family office, a Geneva asset manager wants to …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps French broker-dealers reach U.S. institutional investors. Introduction A Paris-based investment bank wants to pitch a U.S. pension fund, distribute research to a New …

General Intuition is reportedly in talks to raise new funding at a $6 billion pre-money valuation, just weeks after raising $320 million at a $2.3 billion valuation. The New York-based AI startup is attracting investor attention around an unconventional thesis: …

The artificial intelligence investment boom is no longer centered solely on model developers like OpenAI and Anthropic. Increasingly, investors are pouring capital into the infrastructure companies that power AI itself. One of the latest examples is Crusoe, the AI cloud …

Liquidity is one of the most important factors investors should consider when evaluating alternative investments. Unlike publicly traded stocks and bonds, many alternative assets are designed to be held for longer periods. While this reduced liquidity may seem like a …

Private markets have evolved from a niche investment strategy into a core component of institutional portfolios. Once dominated by pension funds, sovereign wealth funds, and university endowments, private equity, venture capital, private credit, infrastructure, and other alternative investments are now …

Middle market investment banking is entering a new era. Independent investment banks and boutique advisory firms are benefiting from growing demand for mergers and acquisitions, private capital raising, private placements, and strategic advisory services. At the same time, they face …

For decades, the public markets were where investors found the world’s fastest-growing companies. An IPO was often the beginning of a company’s growth story, giving public investors access to years of future expansion. Today, that model has changed. Many of …