FNEX News

Independent investment bankers can close more deals and scale their businesses without building their own broker-dealer by partnering with an established FINRA-member broker-dealer that provides licensing, supervision, compliance, and transaction infrastructure. At FNEX Compliance-as-a-Service, we provide independent investment bankers with …

For foreign broker-dealers, investment banks, placement agents, and financial institutions, the United States represents one of the world’s largest pools of institutional capital. Accessing that market, however, comes with significant regulatory requirements. FNEX helps foreign financial firms access U.S. institutional …

A practical guide to SEC Rule 15a-6 and how FNEX helps Malaysian investment banks and financial institutions access U.S. institutional investors. Introduction A Malaysian investment bank has strong deal flow across Malaysia and Southeast Asia but limited U.S. distribution. Another …

Introduction A Sydney-based investment bank wants to pitch a U.S. pension fund, distribute resources-sector research to a New York asset manager, or let its Melbourne sales desk take calls from a Boston institutional investor. None of these activities require full …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps UK broker-dealers reach U.S. institutional investors Introduction A UK investment bank wants to pitch a U.S. pension fund, distribute research to an asset …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps Singapore broker-dealers reach U.S. institutional investors Introduction A Singapore-based investment bank wants to pitch a U.S. endowment, distribute Asia-Pacific research to a New …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps Hong Kong broker-dealers reach U.S. institutional investors. Introduction A Hong Kong-based investment bank wants to pitch a U.S. endowment, distribute Greater China research …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps Swiss broker-dealers reach U.S. institutional investors. A Zurich-based private bank wants to pitch a U.S. family office, a Geneva asset manager wants to …

A practical guide to SEC Rule 15a-6 chaperoning arrangements, and how FNEX’s SEC 15a-6 Chaperoning Service helps French broker-dealers reach U.S. institutional investors. Introduction A Paris-based investment bank wants to pitch a U.S. pension fund, distribute research to a New …

General Intuition is reportedly in talks to raise new funding at a $6 billion pre-money valuation, just weeks after raising $320 million at a $2.3 billion valuation. The New York-based AI startup is attracting investor attention around an unconventional thesis: …

The artificial intelligence investment boom is no longer centered solely on model developers like OpenAI and Anthropic. Increasingly, investors are pouring capital into the infrastructure companies that power AI itself. One of the latest examples is Crusoe, the AI cloud …

Liquidity is one of the most important factors investors should consider when evaluating alternative investments. Unlike publicly traded stocks and bonds, many alternative assets are designed to be held for longer periods. While this reduced liquidity may seem like a …