Private Securities. Investment Banking.
Alternative Investments.

Global FinTech & RegTech AI-Powered Platform

$26B+
TRANSACTIONS
160+
FINANCIAL PROFESSIONALS
FINRA
MEMBER BROKER-DEALER

Featured Transactions

2025
Real Estate
$476,000,000
FNEX Capital
2025
Secondary Trade
$58,500,000
FNEX Capital
2025
Fund Placement
$140,750,000
FNEX Capital
2026
Fund Placement
$23,400,000
FNEX Capital
2026
M&A
$10,700,000
FNEX Capital
View All Transactions
FNEX Platform Preview
FNEX Platform

Modern infrastructure for private markets

FNEX provides turnkey broker-dealer affiliation and AI-powered compliance infrastructure for independent investment bankers, placement agents, and financial institutions. Our integrated platform also supports private market transactions, capital raising, alternative investments, and wealth management solutions.

Global Leader

Global leader in private securities, investment banking, and private market infrastructure.

Proven Track Record

$26B+ in transactions across private markets, capital formation, and M&A.

Compliance at Our Core

RegTech infrastructure and turn-key compliance solutions AI-powered by FNEX DataBank.

AI-Powered Platform

Proprietary FinTech and RegTech platform built for modern private markets.

For independent bankers and placement agents

Compliance-as-a-Service (CaaS)

AI-powered broker-dealer platform for independent investment bankers, placement agents, and foreign financial firms.

  • Affiliation & licensingBroker-dealer affiliation and FINRA registration
  • Regulatory supervisionFor M&A, capital raising, and private placements
  • AI-Powered Compliance InfrastructureAI-powered, tech-driven back-office solutions
  • Network & relationshipsLeverage FNEX’s network of 160+ financial professionals and industry relationships to expand your reach

Close more deals with confidence.

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For companies, investors and institutions

Private Securities

Access to pre-IPO and private securities opportunities.

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Alternatives Market

Curated alternative investments for advisors and institutions.

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RIA for Private Funds

RIA compliance for private fund managers and sponsors.

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Investment Banking

M&A advisory and capital raising for middle market companies.

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FNEX Wealth

Multi-family office and wealth management solutions.

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FNEX Ventures Fund

Access late-stage venture-backed private companies before they go public.

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FNEX FAQ and CTA Preview

Partner with FNEX

Whether you are an independent banker seeking broker-dealer affiliation or an institution looking for private market access, our team will walk you through how FNEX can support your business.

Schedule a Consultation
FAQ

Frequently asked questions

What is FNEX?

FNEX is a FinTech and RegTech platform providing turnkey broker-dealer affiliation, AI-powered compliance infrastructure, and investment banking solutions for independent investment bankers, placement agents, and financial institutions. FNEX also offers access to private markets and alternative investments, supporting capital raising, private market transactions, and wealth management.

How can an independent investment banker affiliate with FNEX?

Qualified independent bankers, boutique investment banks, and placement agents can register with FNEX Capital and conduct securities business under its supervision, without establishing their own broker-dealer.

What is the FNEX Pre-IPO Market?

The FNEX Pre-IPO Market gives eligible accredited and institutional investors access to pre-IPO secondary shares and SPV investments in late-stage private companies.

Does FNEX work with foreign financial firms?

Yes. FNEX Chaperone Services supports qualifying foreign broker-dealers under SEC Rule 15a-6 when they engage with U.S. institutional investors.

Global Private Securities & Investment Banking

Recent Pre-IPO Transactions